Securities and Exchange Commission
Stocks could soon trade through the night after exchange wins SEC approval
Trading US stocks around the clock set to launch in 2025
Gary Gensler tells UK to set firm T+1 transition deadline
The UK is looking to make the shift to T+1 settlement by 2027
3 min read
Private-Equity Giants Near Settlements with SEC Over Texting Violations
Blackstone, TPG and Carlyle Group disclosed they have been cooperating with the SEC
3 min read
US WhatsApp crackdown spreads to global banking regulators
Watchdogs across the EU and Asia tell FN they have an eye on bankers’ off-channel communication after billions in US fines
5 min read
The SEC’s Gensler has an ambitious agenda. Will he have time to push it through?
Securities and Exchange Commission chair Gary Gensler is shaking up Wall Street with proposals to overhaul stock trading and make brokers prove they got the best prices for their clients.
8 min read
SEC prepares to sue Robinhood over crypto unit
The agency could seek an order that would prevent the popular brokerage firm from trading certain crypto assets
4 min read
Regulators restart bid to curb bonus pay on Wall Street
Incentive compensation rules are required by the 2010 Dodd-Frank law but have yet to be put in place
The Fintech Files: Gensler on the warpath, and meet ex-Bitstamp boss Julian Sawyer
Fintech Files rounds up what's going on in fintech and crypto this week
How the SEC is using Sam Bankman-Fried’s interview blitz against him
SEC filing appears to contradict claims Sam Bankman-Fried made in recent media interviews about FTX's balance sheet
Why the SEC halted public listing of crypto firms including Circle, eToro
The SEC didn’t set out to stop the companies from going public but crypto firms believe the pace of the agency’s review hurt their efforts
The Fintech Files: State Street is all-in on tokenisation – here’s why
The US bank's push into digital assets continues apace, and other top stories from the crypto world this week
4 min read
Cathie Wood ditches Coinbase shares as woes mount for crypto exchange
Coinbase stock plunged amid reports of dual SEC probes
2 min read
Binance.US delists token amid SEC’s insider trading probe at Coinbase
APM token was cited by the SEC as an unregistered security as part of its investigation of insider trading at Coinbase
2 min read
Ripple’s Europe chief: Why ‘crypto bro’ culture is a problem
Financial News fires some of the biggest questions in crypto at Sendi Young during a live webinar
6 min read